Compliance Teams Struggle with Increase in Marketing, New Content Formats

FundFire | February 4, 2022

Jehan Jeyaretnam (Head of Compliance Services) and Tanya Raj (Assistant Director, Forensic Compliance) are featured on FundFire in a story on how asset managers are increasingly tapping into new technology, specialised roles and outsourcing as compliance teams struggle with volumes in marketing and new content formats.

Extract from the article: “In addition to pushing our content in new ways, asset managers also pursued mergers and acquisitions or organically built new product lines or funds during this period, introducing more technical challenges. Compliance teams must understand the new domain and regulations around marketing these new products and asset classes…

…To keep up with the additional work, some firms are opting to outsource aspects of their compliance responsibilities to a third party.”

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