Explore how we can strengthen your investment compliance program

Adhering to investment guidelines and federal laws mandates a robust monitoring framework

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The investment guidelines stated in a prospectus or client instructions should ideally match the client’s portfolio at any given point in time. Hence the funds have to be constrained to comply with federal regulations and the fund's investment guidelines rigorously and resolve any exceptions.

Here is where Acuity Knowledge Partners' expertise in investment compliance comes in

BENEFITS AND IMPACT
Investment Compliance Solutions Suite
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