Bespoke Marketing Compliance Services
Explore how our marketing material compliance specialists can enable you to ensure oversight and avoid potential violations
Investment firms, funds, investment advisors and Insurance firms are all subject to a myriad of laws regarding marketing practices with clients.As new products are released, new marketing materials are updated and created, meaning there is more need for review for compliance.
Acuity's marketing material review services is here to help you navigate the system seamlessly. We enable firms to significantly reduce the amount of time and resources dedicated to the marketing material review process. Our specialized pool of marketing material compliance experts combined with best-in-class marketing review technology solution –Marketing material review tool can provide a suite of services ranging from workflow management, scrutinizing marketing materials, to reporting metrics dashboard.
Our services and expertise are personalized to meet your specific needs. Our services include
Pre-review and approval of marketing materials
Post-review analysis and recommendations
Assistance with the implementation of your new or existing distribution compliance manuals, policies, and/or procedures
Review of individual pieces on an “as requested” basis.
Training your marketing team to spot compliance issues and to produce materials that meet current regulations
Details of marketing material compliance service
What we review
Tap to flip
What we review
Portfolio Analysis
Performance Analysis
Client Reporting
Factsheet
Strategy/Product Presentations
Press Releases/Media Newsletters
Website Content
Commentaries
Risk Reports
Educational Materials
Thought Leadership
Pitchbooks/Bluebooks/Pinkbooks
Whitepapers/p>
Brochures
What we focus on
Tap to flip
What we focus on
Performance claims
Treatment of fees
Benchmark usage
Performance portability
Superlatives and qualitative claims
Third-party rankings
Accompanying disclosures
Thank you for sharing your details
Share this on
