Compliance Newsletter
  Given the current regulatory landscape, it is important to be informed of key developments that may affect your organisation. I am delighted to share our latest Compliance Communiqué to apprise you of the latest regulatory changes and updates, so your institution will have the necessary policies, procedures and processes in place to ensure compliance.

Jehan Jeyaretnam – Head of Compliance Services

Whitepaper: Alternative investment outlook: navigating the operating challenges and leveraging the outsourcing business model   Blog: How accurate is PE performance valuation?
Blog   Blog
This white paper outlines the key operating challenges – from the importance of streamlining operational tasks and increasing awareness of alternatives to talent management and the role of technology

  The increasing complexity of the global financial system keeps regulators busy trying to control the banking sector (which could bring the global economy to a halt, as it did in 2008) and the asset management sector, overseeing USD100tn of assets worldwide

Impact story: Marketing literature review support to a hedge fund with offices in the US and UK   Impact story: Clearing alert backlogs for a global mining firm
Blog   Blog
Learn how Acuity helped a global asset manager review 4x advertising material with a 35% reduction in compliance costs

  Learn how Acuity helped a global mining firm clear a backlog of 50,000 alerts and identify c.1,600 red flags


Asset management survey


As a senior decision maker in your firm playing a key role in growing AuM, your input will be invaluable in helping us in identifying evolving industry trends and charting a forward-looking path in the asset management space.

  Solution showcase
Corporate compliance   Customer due diligence
Blog   Blog
Improving the breadth and depth of compliance reviews by handling voluminous tasks such as email reviews, code of ethics and distribution compliance

  Our know your customer (KYC) managed services bring deep domain expertise and industry-led capabilities to provide integrated KYC lifecycle management so organisations can stay ahead of the regulatory curve

Regulatory updates
  • The SEC has voted to propose amendments to Form PF, the confidential reporting form for certain SEC-registered investment advisers to private funds (Read more)
  • The SEC’s new Marketing Rule on governing the advertising and cash solicitation practices of SEC-registered investment advisers (Read more)
  • The Money Laundering and Terrorist Financing (High-Risk Countries) Regulations 2022 amend the Money Laundering, Terrorist Financing and Transfer of Funds (Information on the Payer) Regulations, substituting the list of high-risk third countries in Schedule 3ZA with a new list (Read more)
  • The UK government and the Office of Financial Sanctions Implementation introduced new economic, trade and transport sanctions on Belarus as the Lukashenko regime continues to actively facilitate Putin’s illegal invasion (Read more)

Acuity Knowledge Partners (Acuity), formerly part of Moody’s Corporation, is a leading provider of bespoke research, analytics, staffing and technology solutions to the financial services sector.

Headquartered in London, Acuity Knowledge Partners has nearly two decades of experience in servicing over 420 clients by deploying its 4,100+ specialist workforce of analysts and delivery experts across its global delivery network. We provide our clients with unique assistance to innovate, implement transformation programmes, increase operational efficiency, and manage costs and improve their top lines. These services are supported by our proprietary suite of Business Excellence and Automation Tools (BEAT) that offer domain-specific contextual technology. Acuity Knowledge Partners is backed by Equistone Partners Europe, a leading private equity organisation that backs specialist growth businesses and management teams.

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