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Given the current regulatory landscape, it is important to be informed of key developments that may affect your organisation. I am delighted to share our latest Compliance Communiqué to apprise you of the latest regulatory changes and updates, so your institution will have the necessary policies, procedures and processes in place to ensure compliance.
Jehan Jeyaretnam – Head of Compliance Services
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Top and trending:
Hand-picked content carefully curated for you
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Credit ratings – understanding their importance and meaning
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Investment compliance – why needed, trends and best practices
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Credit ratings play a crucial role in investment compliance by providing investors, regulators and financial institutions with valuable information.
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The role of investment compliance is not only to ensure that a business is compliant with external regulations & mandates, but also to maintain internal controls. This blog talks about the need for investment compliance, major trends, and the best practices.
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Finfluencers on the radar of British watchdogs due to increasing use of social media
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Exploring outside business activity
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Financial firms’ use of influencers led to the FCA issuing new guidelines as a warning to influencers on social media who provide unsubstantiated advice on making financial decisions.
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Read more to know about the risks, regulations and importance of transparency relating to outside business activity.
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Navigating global compliance challenges with Acuity Knowledge Partners
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Crafting customised solutions: Acuity Knowledge Partners’ KYC/AML expertise
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Know how Acuity can deliver flexible compliance services and empower clients to navigate the complex landscape of regulatory requirements.
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Acuity Knowledge Partners is a renowned third-party service provider whose expertise in KYC/AML processes have been a game-changer for a number of organisations.
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In the news
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FCA to improve pace and transparency around enforcement cases
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ASIC issues infringement notice to Melbourne Securities for greenwashing
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The Financial Conduct Authority (FCA) is set to carry out enforcement cases more swiftly, as the organisation looks to increase the deterrent impact of its enforcement actions.
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Melbourne Securities Corporation Ltd has had to pay $13,320 to comply with an infringement notice issued by ASIC in which the latter alleged it made false statements regarding its Bloom Climate Impact Fund.
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ABOUT ACUITY KNOWLEDGE PARTNERS
Acuity Knowledge Partners (Acuity) is a leading provider of bespoke research, analytics and technology solutions to the financial services sector, including asset managers, corporate and investment banks, private equity and venture capital firms, hedge funds and consulting firms. Its global network of over 6,000 analysts and industry experts, combined with proprietary technology, supports more than 500 financial institutions and consulting companies to operate more efficiently and unlock their human capital, driving revenue higher and transforming operations. Acuity is headquartered in London and operates from 10 locations worldwide.
Acuity was established as a separate business from Moody’s Corporation in 2019, following its acquisition by Equistone Partners Europe (Equistone). In January 2023, funds advised by global private equity firm Permira acquired a majority stake in the business from Equistone, which remains invested as a minority shareholder.
For more information, visit www.acuitykp.com
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US: +1 929 618 0217 | UK: +44 20 7550 4499 | India: +91 80 6113 3000
Sri Lanka: +94 11 235 6000 | Beijing: +86 10 8248 6812 | HK: +852 3002 4980 | contact@acuitykp.com
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